News
In decision on expunging records, court rule helps protect investors
eu.heraldtribune.com
— The appeal arose when Melanie Lubin, the Maryland securities commissioner, sought to oppose a stockbroker's attempt to obliterate an ... › story › news ›
Ruling protects investors
eu.recordnet.com
— The appeal arose when Melanie Lubin, the Maryland securities commissioner, sought to oppose a stockbroker's attempt to obliterate an ... › story › business ›
A win for investors: Broker can't have complaint removed from record...
archive.boston.com
The appeal arose when Melanie Lubin, Maryland's securities commissioner, opposed a stockbroker's attempt to obliterate an arbitration case ...
State Securities Regulators Announce New Model Rule on the Use of...
www.finanznachrichten.de
... by the salesperson, or are merely marketing tools,†said Task Force Chair and Maryland Securities Commissioner Melanie Lubin. The use ...
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