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WEALTH MANAGER-Firms still playing catch-up on social media | Reuters
www.reuters.com
U.S. regulators have set guidelines to allow brokers to use Facebook and Twitter to find new business, but firms continue to block employees from the popular...
WEALTH MANAGER-Brokerage firms chafe at social networking limits
www.finanznachrichten.de
said Jason Thackeray, associate compliance director at ...
Dually Registered Advisors in SEC Crosshairs | Financial Planning
www.financial-planning.com
As service models shift, dually registered advisors have been making big competitive gains. Now the SEC has them in its regulatory sights.
WEALTH MANAGER-Firms still playing catch-up on social media
www.finanznachrichten.de
, said Associate Compliance Director Jason Thackeray.
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